SuRo Capital Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:0GV Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
02 Dec 24	Buy€47,519	Allison Green	Individual	9,100	€5.22
02 Dec 24	Buy€3,887	Mark Klein	Individual	743	€5.23
29 Nov 24	Buy€395,811	Mark Klein	Individual	81,257	€4.93
07 Oct 24	Buy€309,910	GAMCO Investors, Inc.	Company	85,000	€3.73
17 Sep 24	Buy€26,549	Associated Capital Group Inc, Asset Management Arm	Company	7,500	€3.54
27 Aug 24	Buy€1,129	Gabelli & Company Investment Advisers, Inc.	Company	325	€3.47
20 Aug 24	Buy€41,504	Mark Klein	Individual	12,000	€3.46

Insider Trading Volume

Insider Buying: 0GV insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of 0GV?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	1,628,402	6.97%
Institutions	4,318,024	18.5%
General Public	17,431,576	74.6%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 24.79% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
5.27%	Mark Klein	1,232,377	€7.0m	13.2%	no data
5.07%	GAMCO Investors, Inc.	1,184,500	€6.8m	2.87%	0.03%
4.66%	Thomas J. Herzfeld Advisors, Inc.	1,088,510	€6.2m	47.5%	2.04%
1.63%	Needham Investment Management, LLC	381,588	€2.2m	0%	0.17%
1.22%	MGO One Seven LLC	284,173	€1.6m	-3.94%	0.07%
1.13%	Deuterium Capital Management, LLC	265,317	€1.5m	81.1%	2.66%
0.76%	New Jersey Division of Investment	178,121	€1.0m	0%	no data
0.67%	Allison Green	157,162	€898.0k	23.1%	no data
0.66%	Lokken Investment Group, LLC	153,797	€878.7k	0%	0.38%
0.54%	Bulldog Investors, LLP	126,309	€721.7k	0%	0.23%
0.48%	Acadian Asset Management LLC	111,700	€638.2k	-15.1%	no data
0.4%	Leonard Potter	94,467	€539.8k	0%	no data
0.34%	Levin Capital Strategies, L.P.	78,461	€448.3k	80.5%	0.04%
0.31%	EJF Capital LLC	72,711	€415.4k	0%	0.26%
0.25%	Marc Mazur	57,602	€329.1k	0%	no data
0.2%	Lisa Westley	47,483	€271.3k	0%	no data
0.18%	Catalyst Capital Advisors LLC	42,466	€242.6k	0%	0.01%
0.17%	Ronald Lott	39,311	€224.6k	0%	no data
0.16%	Susquehanna International Group, LLP, Asset Management Arm	36,433	€208.2k	5.6%	no data
0.13%	Wellington Shields Capital Management, LLC	30,290	€173.1k	0%	0.02%
0.12%	Janney Montgomery Scott LLC, Asset Management Arm	29,138	€166.5k	0%	no data
0.12%	CSS LLC/IL, Asset Management Arm	28,392	€162.2k	7.58%	0.03%
0.12%	Merrill Lynch & Co. Inc., Banking Investments	27,534	€157.3k	0%	no data
0.11%	Simplex Trading, LLC, Asset Management Arm	25,108	€143.5k	286%	no data
0.096%	Morgan Stanley, Investment Banking and Brokerage Investments	22,447	€128.3k	-37.9%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/25 18:46
End of Day Share Price	2024/12/23 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

SuRo Capital Corp. is covered by 6 analysts. 2 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Alexander Paris	Barrington Research Associates, Inc.
Marvin Fong	BTIG
Jon Hickman	Ladenburg Thalmann & Company