SuRo Capital Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:0GV Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
09 May 25	Buy€77,035	Mark Klein	Individual	16,500	€4.67
20 Mar 25	Sell€54,374	Ronald Lott	Individual	10,000	€5.44
19 Feb 25	Buy€510,553	GAMCO Investors, Inc.	Company	81,560	€6.36
02 Dec 24	Buy€47,519	Allison Green	Individual	9,100	€5.22
02 Dec 24	Buy€3,887	Mark Klein	Individual	743	€5.23
29 Nov 24	Buy€395,811	Mark Klein	Individual	81,257	€4.93
07 Oct 24	Buy€309,910	GAMCO Investors, Inc.	Company	85,000	€3.73
17 Sep 24	Buy€26,549	Associated Capital Group Inc, Asset Management Arm	Company	7,500	€3.54
27 Aug 24	Buy€1,129	Gabelli & Company Investment Advisers, Inc.	Company	325	€3.47
20 Aug 24	Buy€41,504	Mark Klein	Individual	12,000	€3.46

Insider Trading Volume

Insider Buying: 0GV insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of 0GV?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	1,592,195	6.76%
Institutions	6,093,877	25.9%
General Public	15,865,787	67.4%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 30.45% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
7.28%	Thomas J. Herzfeld Advisors, Inc.	1,714,062	€8.9m	26.3%	3.38%
6.37%	GAMCO Investors, Inc.	1,499,910	€7.8m	9.06%	0.04%
5.16%	Mark Klein	1,216,019	€6.3m	1.38%	no data
1.61%	Needham Investment Management, LLC	378,594	€2.0m	12.2%	0.18%
1.15%	MGO One Seven LLC	271,675	€1.4m	-0.03%	0.06%
0.98%	Bulldog Investors, LLP	231,062	€1.2m	60.1%	0.33%
0.94%	Putnam LLC	221,195	€1.1m	0%	no data
0.76%	New Jersey Division of Investment	178,121	€923.9k	0%	no data
0.74%	Harbor Capital Advisors, Inc.	174,533	€905.3k	0%	0.04%
0.65%	Morgan Stanley, Investment Banking and Brokerage Investments	153,348	€795.4k	128%	no data
0.63%	Allison Green	147,313	€764.1k	0%	no data
0.46%	Susquehanna International Group, LLP, Asset Management Arm	107,456	€557.4k	-7.45%	no data
0.42%	Intrepid Family Office LLC	100,000	€518.7k	0%	0.86%
0.42%	Acadian Asset Management LLC	97,852	€507.5k	0%	no data
0.4%	Leonard Potter	94,467	€490.0k	0%	no data
0.36%	Group One Trading LP, Asset Management Arm	85,308	€442.5k	51.4%	0.02%
0.32%	Wolverine Trading LLC, Asset Management Arm	74,295	€385.4k	8.83%	0.01%
0.3%	EJF Capital LLC	71,011	€368.3k	-2.34%	0.26%
0.28%	Simplex Trading, LLC, Asset Management Arm	65,640	€340.5k	72.9%	0.01%
0.24%	Marc Mazur	57,602	€298.8k	0%	no data
0.23%	Levin Capital Strategies, L.P.	54,773	€284.1k	-62.4%	0.03%
0.21%	Northern Trust Global Investments	49,052	€254.4k	8.84%	no data
0.2%	Lisa Westley	47,483	€246.3k	0%	no data
0.18%	Catalyst Capital Advisors LLC	42,466	€220.3k	0%	no data
0.17%	Granahan Investment Management, LLC	39,037	€202.5k	0%	0.01%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/05/19 14:14
End of Day Share Price	2025/05/19 00:00
Earnings	2025/03/31
Annual Earnings	2024/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

SuRo Capital Corp. is covered by 6 analysts. 1 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Alexander Paris	Barrington Research Associates, Inc.
Marvin Fong	BTIG
Jon Hickman	Ladenburg Thalmann & Company