Caterpillar Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of CAT?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	29,930	0.0062%
State or Government	512,603	0.106%
Individual Insiders	935,236	0.194%
General Public	129,575,755	26.8%
Institutions	351,748,964	72.9%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 50.11% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
9.64%	The Vanguard Group, Inc.	46,525,174	€17.0b	0.1%	0.26%
7.54%	State Street Global Advisors, Inc.	36,384,598	€13.3b	-0.63%	0.51%
7.5%	BlackRock, Inc.	36,212,981	€13.2b	0%	0.22%
4.17%	Capital Research and Management Company	20,118,886	€7.3b	-8.23%	0.37%
3.67%	State Farm Insurance Companies, Asset Management Arm	17,734,370	€6.5b	0%	5.94%
2.12%	Geode Capital Management, LLC	10,213,455	€3.7b	0.66%	0.27%
1.85%	Fisher Asset Management, LLC	8,952,632	€3.3b	2.34%	1.39%
1.52%	Bill & Melinda Gates Foundation Trust	7,353,614	€2.7b	0%	7.07%
1.27%	Northern Trust Global Investments	6,122,853	€2.2b	-3.77%	0.36%
1.23%	Norges Bank Investment Management	5,915,124	€2.2b	0%	0.18%
1.14%	UBS Asset Management AG	5,486,594	€2.0b	0.58%	0.21%
0.96%	Morgan Stanley, Investment Banking and Brokerage Investments	4,625,909	€1.7b	6.25%	0.2%
0.83%	FMR LLC	3,990,856	€1.5b	-11.7%	0.09%
0.72%	Legal & General Investment Management Limited	3,492,033	€1.3b	-9.59%	0.24%
0.67%	BNY Asset Management	3,241,378	€1.2b	-3.88%	0.24%
0.67%	Charles Schwab Investment Management, Inc.	3,232,679	€1.2b	0.23%	0.2%
0.64%	Dimensional Fund Advisors LP	3,098,956	€1.1b	0.95%	0.17%
0.61%	Eaton Vance Management	2,930,934	€1.1b	2.72%	0.26%
0.58%	Bank of America Corporation, Asset Management Arm	2,807,123	€1.0b	59.9%	0.31%
0.55%	Citigroup Inc.,Banking and Securities Investments	2,645,989	€965.3m	254%	0.74%
0.51%	Goldman Sachs Asset Management, L.P.	2,466,005	€899.7m	-1.17%	0.25%
0.49%	Teachers Insurance and Annuity Association-College Retirement Equities Fund	2,370,797	€864.9m	7.8%	0.21%
0.44%	Columbia Management Investment Advisers, LLC	2,117,763	€772.6m	0.42%	0.18%
0.42%	Merrill Lynch & Co. Inc., Banking Investments	2,036,884	€743.1m	0.09%	0.28%
0.39%	Amundi Asset Management SAS	1,860,608	€678.8m	-15.8%	0.15%