Caterpillar Ownership

Who are the major shareholders and have insiders been buying or selling?


Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.


Ownership Breakdown

What is the ownership structure of CAT?
Owner TypeNumber of SharesOwnership Percentage
Private Companies90,3390.0185%
State or Government533,6030.109%
Individual Insiders953,4990.195%
General Public132,213,02427%
Institutions355,262,36472.6%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.


Top Shareholders

Top 25 shareholders own 51.22% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
9.79%
The Vanguard Group, Inc.
47,866,367€16.0b-1.01%0.27%
7.65%
State Street Global Advisors, Inc.
37,392,747€12.5b-0.88%0.54%
6.86%
BlackRock, Inc.
33,534,129€11.2b0.07%0.21%
6.36%
Capital Research and Management Company
31,086,237€10.4b-1.6%0.56%
3.63%
State Farm Insurance Companies, Asset Management Arm
17,761,276€5.9b0%5.61%
2.09%
Geode Capital Management, LLC
10,219,712€3.4b3.51%0.29%
1.71%
Fisher Asset Management, LLC
8,341,641€2.8b2.49%1.34%
1.5%
Bill & Melinda Gates Foundation Trust
7,353,614€2.5b0%5.56%
1.31%
Northern Trust Global Investments
6,418,773€2.1b-3.53%0.37%
1.15%
Norges Bank Investment Management
5,616,260€1.9b0%0.17%
1.05%
FMR LLC
5,151,687€1.7b7.87%0.12%
0.9%
UBS Asset Management AG
4,417,117€1.5b7.2%0.2%
0.88%
Morgan Stanley, Investment Banking and Brokerage Investments
4,311,880€1.4b-1.99%0.2%
0.77%
Legal & General Investment Management Limited
3,776,234€1.3b-1.21%0.27%
0.73%
BNY Asset Management
3,557,755€1.2b-4.44%0.24%
0.67%
Charles Schwab Investment Management, Inc.
3,297,069€1.1b0.8%0.2%
0.59%
Dimensional Fund Advisors LP
2,904,482€970.6m2.5%0.18%
0.57%
Eaton Vance Management
2,808,833€938.6m3.36%0.26%
0.51%
Amundi Asset Management SAS
2,474,452€826.9m-23.2%0.18%
0.5%
Goldman Sachs Asset Management, L.P.
2,442,223€816.1m-4.33%0.24%
0.49%
Teachers Insurance and Annuity Association-College Retirement Equities Fund
2,376,269€794.1m-8.78%0.22%
0.4%
Merrill Lynch & Co. Inc., Banking Investments
1,963,936€656.3m1.35%0.26%
0.39%
Columbia Management Investment Advisers, LLC
1,910,694€638.5m-2.69%0.16%
0.36%
Invesco Ltd.
1,782,123€595.5m-11.7%0.17%
0.35%
PRIMECAP Management Company
1,730,972€578.4m-4.07%0.44%
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