NOVONIX Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

ASX:NVX Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
19 Sep 24	SellAU$67,229	Nicholas Liveris	Individual		122,805	AU$0.55
16 Sep 24	SellAU$93,306	Nicholas Liveris	Individual		161,841	AU$0.58

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of NVX?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	11,022,345	1.94%
Individual Insiders	24,849,204	4.38%
Institutions	64,435,286	11.3%
Public Companies	78,050,122	13.7%
General Public	389,472,007	68.6%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 16.2%.

Top Shareholders

Top 25 shareholders own 31.24% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
13.8%	Phillips 66	78,050,122	AU$57.4m	0%	no data
4.36%	BNY Asset Management	24,747,288	AU$18.2m	0%	no data
2.49%	The Vanguard Group, Inc.	14,142,756	AU$10.4m	1.73%	no data
2.39%	Argo Investments Limited	13,550,000	AU$10.0m	0%	0.13%
1.59%	Carpe Diem Asset Management Pty Ltd	9,047,622	AU$6.6m	0%	no data
0.75%	Dimensional Fund Advisors LP	4,251,077	AU$3.1m	8.57%	no data
0.73%	Anthony McIntosh	4,132,794	AU$3.0m	0%	no data
0.63%	George Chapman	3,600,000	AU$2.6m	0%	no data
0.61%	John Burns	3,448,936	AU$2.5m	0%	no data
0.51%	David Stevens	2,900,000	AU$2.1m	0%	no data
0.47%	Robert Natter	2,664,646	AU$2.0m	12%	no data
0.47%	Millennium Management LLC	2,646,452	AU$1.9m	-0.96%	no data
0.46%	Zhen Tian	2,605,000	AU$1.9m	0%	no data
0.46%	Anthony Bellas	2,599,328	AU$1.9m	0%	no data
0.35%	KORE Power, Inc.	1,974,723	AU$1.5m	0%	no data
0.29%	Green Benefit Ag	1,621,586	AU$1.2m	0%	1.51%
0.25%	Nicholas Liveris	1,394,681	AU$1.0m	16%	no data
0.16%	BetaShares Capital Limited	904,288	AU$664.6k	9.75%	no data
0.14%	Goldman Sachs Group, Investment Banking and Securities Investments	818,544	AU$601.6k	-24.6%	no data
0.14%	Robert Cooper	772,589	AU$567.9k	0%	no data
0.1%	Storebrand Fonder AB,	593,757	AU$436.4k	0%	no data
0.063%	Andrew Liveris	360,000	AU$264.6k	0%	no data
0.039%	BlackRock, Inc.	222,336	AU$163.4k	0%	no data
0.035%	Sutterluty Investment Management GmbH	200,000	AU$147.0k	0%	1.14%
0.03%	State Street Global Advisors, Inc.	168,863	AU$124.1k	4.01%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/01/02 02:38
End of Day Share Price	2025/01/02 00:00
Earnings	2024/06/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

NOVONIX Limited is covered by 5 analysts. 1 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Brian Dobson	Chardan Capital Markets, LLC
ZheWei Sim	Jefferies LLC
Adrian Prendergast	Morgans Financial Limited