Capital One Financial Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

WBAG:COFI Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
08 Nov 24	Sell€1,009,472	Andrew Young	Individual	5,901	€171.07
07 Nov 24	Sell€123,480	Kara West	Individual	721	€171.29
05 Nov 24	Sell€3,745,747	Ravi Raghu	Individual	24,786	€151.12
08 May 24	Sell€2,248,581	Celia S. Karam	Individual	16,913	€132.95
02 May 24	Sell€160,718	Kara West	Individual	1,212	€132.61
01 May 24	Sell€2,073,301	Lia Dean	Individual	15,485	€133.89
30 Apr 24	Sell€1,165,984	Timothy Golden	Individual	8,656	€134.71

Insider Trading Volume

Insider Buying: COFI insiders have only sold shares in the past 3 months.

Ownership Breakdown

What is the ownership structure of COFI?
Owner Type	Number of Shares	Ownership Percentage
State or Government	444,459	0.116%
Individual Insiders	4,518,099	1.18%
Public Companies	9,100,000	2.39%
General Public	21,569,405	5.65%
Institutions	345,878,373	90.7%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 64.15% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
8.26%	The Vanguard Group, Inc.	31,509,955	€5.3b	0.96%	0.08%
6.97%	Capital Research and Management Company	26,579,294	€4.5b	-12.1%	0.22%
6.7%	BlackRock, Inc.	25,563,830	€4.3b	1.66%	0.07%
4.89%	Dodge & Cox	18,662,292	€3.1b	-6.4%	1.13%
4.33%	State Street Global Advisors, Inc.	16,506,861	€2.8b	0.46%	0.11%
3.79%	Harris Associates L.P.	14,454,114	€2.4b	-4.78%	3.1%
2.54%	Fisher Asset Management, LLC	9,694,297	€1.6b	0.75%	0.7%
2.52%	Davis Selected Advisers LP	9,628,400	€1.6b	-0.07%	8.37%
2.39%	Berkshire Hathaway Inc.	9,100,000	€1.5b	-7.32%	no data
2.15%	Aristotle Capital Management, LLC	8,204,115	€1.4b	-1.15%	2.8%
2.1%	Geode Capital Management, LLC	8,020,160	€1.4b	2.03%	0.1%
2.1%	Putnam LLC	7,996,730	€1.3b	5.74%	1.36%
1.98%	JP Morgan Asset Management	7,567,251	€1.3b	18.4%	0.15%
1.82%	Pzena Investment Management, Inc.	6,939,552	€1.2b	0.1%	2.36%
1.4%	Eagle Capital Management LLC	5,354,396	€901.3m	0.04%	3.41%
1.4%	FMR LLC	5,334,246	€897.9m	27.2%	0.06%
1.18%	Arrowstreet Capital, Limited Partnership	4,512,350	€759.6m	-13.9%	0.64%
1.07%	ClearBridge Investments, LLC	4,082,925	€687.3m	11.4%	0.53%
1.04%	Norges Bank Investment Management	3,963,560	€667.2m	0%	0.06%
1.04%	Richard Fairbank	3,961,159	€666.8m	0.73%	no data
0.95%	Northern Trust Global Investments	3,639,636	€612.7m	-4.09%	0.1%
0.92%	UBS Asset Management AG	3,520,917	€592.7m	6.45%	0.06%
0.9%	Dimensional Fund Advisors LP	3,424,463	€576.5m	-4.69%	0.09%
0.86%	BNY Asset Management	3,285,104	€553.0m	17.3%	0.11%
0.85%	Legal & General Investment Management Limited	3,231,586	€544.0m	-2.99%	0.1%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/19 12:35
End of Day Share Price	2024/12/19 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

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Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Capital One Financial Corporation is covered by 56 analysts. 18 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Stephen Biggar	Argus Research Company
David George	Baird
Jason Goldberg	Barclays