Caterpillar Management

Management criteria checks 2/4

Caterpillar's CEO is Jim Umpleby, appointed in Jan 2017, has a tenure of 7.92 years. total yearly compensation is $25.83M, comprised of 6.8% salary and 93.2% bonuses, including company stock and options. directly owns 0.12% of the company’s shares, worth ARS209.12B. The average tenure of the management team and the board of directors is 4.9 years and 5.8 years respectively.

Key information

Jim Umpleby

Chief executive officer

US$25.8m

Total compensation

CEO salary percentage6.8%
CEO tenure7.9yrs
CEO ownership0.1%
Management average tenure4.9yrs
Board average tenure5.8yrs

Recent management updates

Recent updates

CEO Compensation Analysis

How has Jim Umpleby's remuneration changed compared to Caterpillar's earnings?
DateTotal CompensationSalaryCompany Earnings
Sep 30 2024n/an/a

US$11b

Jun 30 2024n/an/a

US$11b

Mar 31 2024n/an/a

US$11b

Dec 31 2023US$26mUS$2m

US$10b

Sep 30 2023n/an/a

US$9b

Jun 30 2023n/an/a

US$8b

Mar 31 2023n/an/a

US$7b

Dec 31 2022US$21mUS$2m

US$7b

Sep 30 2022n/an/a

US$7b

Jun 30 2022n/an/a

US$7b

Mar 31 2022n/an/a

US$6b

Dec 31 2021US$24mUS$2m

US$6b

Sep 30 2021n/an/a

US$5b

Jun 30 2021n/an/a

US$4b

Mar 31 2021n/an/a

US$3b

Dec 31 2020US$14mUS$2m

US$3b

Sep 30 2020n/an/a

US$3b

Jun 30 2020n/an/a

US$4b

Mar 31 2020n/an/a

US$5b

Dec 31 2019US$35mUS$2m

US$6b

Sep 30 2019n/an/a

US$6b

Jun 30 2019n/an/a

US$6b

Mar 31 2019n/an/a

US$6b

Dec 31 2018US$27mUS$1m

US$6b

Sep 30 2018n/an/a

US$4b

Jun 30 2018n/an/a

US$3b

Mar 31 2018n/an/a

US$2b

Dec 31 2017US$14mUS$1m

US$754m

Compensation vs Market: Jim's total compensation ($USD25.83M) is above average for companies of similar size in the AR market ($USD5.71M).

Compensation vs Earnings: Jim's compensation has increased by more than 20% in the past year.


CEO

Jim Umpleby (66 yo)

7.9yrs

Tenure

US$25,830,332

Compensation

Mr. D. James Umpleby III, also known as Jim, has been the Chief Executive Officer and Director of Caterpillar Inc. since January 1, 2017 and has been its Chairman of the Board since December 12, 2018. Mr....


Leadership Team

NamePositionTenureCompensationOwnership
D. Umpleby
Chairman of the Board & CEO7.9yrsUS$25.83m0.12%
ARS 209.1b
Andrew R. Bonfield
Chief Financial Officer6.3yrsUS$8.36m0.011%
ARS 20.5b
Joseph Creed
Chief Operating Officer1.1yrsUS$7.24m0.0050%
ARS 9.0b
Denise Johnson
Group President of Resource Industries8.7yrsUS$7.50m0.0074%
ARS 13.2b
William Schaupp
VP & Chief Accounting Officer2.9yrsno data0.00035%
ARS 628.4m
Otto Breitschwerdt
CTO & Senior VPno datano datano data
Jamie Engstrom
Senior VP & Chief Information Officer4.9yrsno datano data
Ryan Fiedler
Vice President of Investor Relationsno datano datano data
Courtney Dean
Chief Compliance Officer2.9yrsno datano data
Derek Owens
Chief Legal Officer & General Counselless than a yearno data0.00085%
ARS 1.5b
Cheryl Johnson
Chief Human Resources Officer7.4yrsno data0.0027%
ARS 4.9b
Matthew Jones
Chief Audit Officer4.9yrsno datano data

4.9yrs

Average Tenure

58yo

Average Age

Experienced Management: CAT's management team is considered experienced (4.9 years average tenure).


Board Members

NamePositionTenureCompensationOwnership
D. Umpleby
Chairman of the Board & CEO7.9yrsUS$25.83m0.12%
ARS 209.1b
David MacLennan
Independent Director3.7yrsUS$329.76k0.0013%
ARS 2.3b
Susan Schwab
Independent Director15.5yrsUS$324.91k0.0018%
ARS 3.2b
Daniel Dickinson
Independent Director18.9yrsUS$371.63k0.00098%
ARS 1.8b
Debra Reed-Klages
Independent Director9.9yrsUS$392.64k0.0025%
ARS 4.5b
Rayford Wilkins
Independent Director7.9yrsUS$349.91k0.0016%
ARS 2.8b
Judith Marks
Independent Director1.8yrsUS$294.91k0.00025%
ARS 448.9m
James Fish
Independent Director1.8yrsUS$294.91k0.00092%
ARS 1.7b
Nazzic S. Keene
Independent Directorless than a yearno data0.000010%
ARS 18.0m
Gerald Johnson
Independent Director3.8yrsUS$324.91k0.00061%
ARS 1.1b

5.8yrs

Average Tenure

64yo

Average Age

Experienced Board: CAT's board of directors are considered experienced (5.8 years average tenure).


Company Analysis and Financial Data Status

DataLast Updated (UTC time)
Company Analysis2024/12/19 17:32
End of Day Share Price 2024/12/19 00:00
Earnings2024/09/30
Annual Earnings2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

PackageDataTimeframeExample US Source *
Company Financials10 years
  • Income statement
  • Cash flow statement
  • Balance sheet
Analyst Consensus Estimates+3 years
  • Forecast financials
  • Analyst price targets
Market Prices30 years
  • Stock prices
  • Dividends, Splits and Actions
Ownership10 years
  • Top shareholders
  • Insider trading
Management10 years
  • Leadership team
  • Board of directors
Key Developments10 years
  • Company announcements

* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

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Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Caterpillar Inc. is covered by 68 analysts. 16 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

AnalystInstitution
John EadeArgus Research Company
William GraceAvondale Partners
Mircea DobreBaird