공시 • Nov 02
Metalpha Technology Holding Regains Compliance with Nasdaq's Periodic Filing Requirement After Filing its Annual Report on Form 20-F Metalpha Technology Holding Limited announced that it has regained compliance with the periodic filing requirement set forth under Listing Rule 5250(c)(1) of The Nasdaq Stock Market LLC after filing its Annual Report on Form 20-F for the fiscal year ended March 31, 2024 with the U.S. Securities and Exchange Commission on October 30, 2024. 공시 • Aug 19
Metalpha Receives Notification of Deficiency from Nasdaq Stock Market Metalpha Technology Holding Limited announced that on August 15, 2024 it has received a written notice from The Nasdaq Stock Market LLC (the "Nasdaq") which states that, as a result of not having timely filed its annual report on Form 20-F for the fiscal year ended March 31, 2024 (the "2024 Form 20-F"), Metalpha is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires timely filing of periodic reports with the Securities and Exchange Commission (the "SEC"). This notice has no immediate effect on the listing or trading of Metalpha's ordinary shares on the Nasdaq Capital Market. The Company is required by Nasdaq to submit its plan to regain compliance within 60 calendar days, or no later than October 14, 2024. If the plan is accepted by Nasdaq, the Company can be granted up to 180 calendar days from the 2024 Form 20-F's due date, or until February 10, 2025, to regain compliance. The Company was not able to file the 2024 Form 20-F by its due date primarily due to the additional time needed to prepare the 2024 Form 20-F, as set in the Form 12b-25 submitted to the SEC on July 31, 2024. Metalpha continues to work diligently to complete the 2024 Form 20-F and strives to file it with the SEC as soon as reasonably practicable. 공시 • Aug 01
Metalpha Technology Holding Limited announced delayed 20-F filing On 07/31/2024, Metalpha Technology Holding Limited announced that they will be unable to file their next 20-F by the deadline required by the SEC. 공시 • Aug 22
Metalpha Receives Notification of Deficiency from Nasdaq, Relating to Delayed Filing of Annual Report on Form 20-F Metalpha Technology Holding Limited announced that on August 17, 2023 it has received a written notice from The Nasdaq Stock Market LLC (the "Nasdaq") which states that, as a result of not having timely filed its annual report on Form 20-F for the fiscal year ended March 31, 2023 (the "2023 Form 20-F"), Metalpha is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires timely filing of periodic reports with the Securities and Exchange Commission (the "SEC"). This notice has no immediate effect on the listing or trading of Metalpha's ordinary shares on the Nasdaq Capital Market. The Company is required by Nasdaq to submit its plan to regain compliance within 60 calendar days, or no later than October 16, 2023. If the plan is accepted by Nasdaq, the Company can be granted up to 180 calendar days from the 2023 Form 20-F's due date, or until February 12, 2024, to regain compliance. The Company was not able to file the 2023 Form 20-F by its due date primarily due to the additional time needed to prepare the 2023 Form 20-F, as set forth in the Form 12b-25 submitted to the SEC on July 31, 2023. Metalpha continues to work diligently to complete the 2023 Form 20-F and strives to file it with the SEC as soon as reasonably practicable. 공시 • Aug 01
Metalpha Technology Holding Limited announced delayed 20-F filing On 07/31/2023, Metalpha Technology Holding Limited announced that they will be unable to file their next 20-F by the deadline required by the SEC. 공시 • Sep 27
Dragon Victory International Limited Receives Nasdaq Notification Regarding Minimum Bid Price Deficiency Dragon Victory International Limited announced that on September 21, 2022, it received written notice (the “Notification Letter”) from The NASDAQ Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with the minimum bid price requirement set forth in Nasdaq Listing Rules for continued listing on the Nasdaq Capital Market. Nasdaq Listing Rule 5550(a)(2) requires listed securities to maintain a minimum bid price of $1.00 per share, and Nasdaq Listing Rule 5810(c)(3)(A) provides that a failure to meet the minimum bid price requirement exists if the deficiency continues for a period of 30 consecutive business days. Based on the closing bid price of the Company's ordinary shares for the 30 consecutive business days from August 9, 2022 to September 20, 2022, the Company no longer meets the minimum bid price requirement. The Notification Letter does not impact the Company's listing on the Nasdaq Capital Market at this time. In accordance with Nasdaq Listing Rule 5810(c)(3)(A), the Company has been provided 180 calendar days, or until March 20, 2023, to regain compliance with Nasdaq Listing Rule 5550(a)(2). To regain compliance, the Company's ordinary shares must have a closing bid price of at least $1.00 for a minimum of 10 consecutive business days. In the event that the Company does not regain compliance by March 20, 2023, the Company may be eligible for additional time to regain compliance. The Company's business operations are not affected by the receipt of the Notification Letter. The Company intends to monitor the closing bid price of its ordinary shares and may, if appropriate, consider implementing available options, including, but not limited to, implementing a consolidation reverse share split of its outstanding ordinary shares, to regain compliance with the minimum bid price requirement under the Nasdaq Listing Rules.