Rezolute Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqCM:RZLT Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
25 Jun 24	BuyUS$19,982	Wladimir Hogenhuis	Individual	4,815	US$4.15
14 Jun 24	BuyUS$29,743	Brian Roberts	Individual	7,600	US$3.97
14 Jun 24	BuyUS$161,568	PoC Capital, LLC	Company	40,000	US$4.04
29 May 24	BuyUS$1,579	Daron Evans	Individual	451	US$3.50
24 May 24	BuyUS$9,668	Daron Evans	Individual	3,000	US$3.23
23 May 24	BuyUS$20,138	Brian Roberts	Individual	7,500	US$2.72
28 Mar 24	BuyUS$1,275	Brian Roberts	Individual	500	US$2.55
15 Mar 24	BuyUS$33,830	Daron Evans	Individual	20,000	US$1.69
14 Mar 24	BuyUS$18,800	Brian Roberts	Individual	10,000	US$1.88
08 Mar 24	BuyUS$96,345	Daron Evans	Individual	50,000	US$1.93
07 Mar 24	BuyUS$69,859	Young-Jin Kim	Individual	36,503	US$1.91
07 Mar 24	BuyUS$925	Brian Roberts	Individual	500	US$1.85
26 Feb 24	BuyUS$13,540	Brian Roberts	Individual	8,000	US$1.70
26 Feb 24	BuyUS$8,400	Nevan Elam	Individual	5,000	US$1.68
16 Feb 24	BuyUS$66,741	Daron Evans	Individual	50,900	US$1.37
16 Feb 24	BuyUS$9,142	Brian Roberts	Individual	7,000	US$1.31

Insider Buying: RZLT insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 50.3%.

Top 25 shareholders own 78.94% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
20.4%	Federated Hermes, Inc.	11,279,327	US$49.1m	11.1%	0.12%
10.7%	HANDOK Inc.	5,942,617	US$25.9m	0%	no data
5.4%	Nantahala Capital Management, LLC	2,989,963	US$13.0m	-1.09%	1.16%
5.05%	Vivo Capital, LLC	2,797,704	US$12.2m	0%	0.99%
3.73%	ADAR1 Capital Management, LLC	2,063,962	US$9.0m	0%	1.62%
3.34%	Affinity Asset Advisors, LLC	1,850,000	US$8.0m	15.6%	1.32%
3.15%	Blackstone Alternative Asset Management L.P.	1,744,640	US$7.6m	13.5%	2.22%
3.09%	Sphera Funds Management Ltd	1,707,999	US$7.4m	71.4%	1.11%
3.07%	Altium Capital Management LP	1,700,000	US$7.4m	0%	2.83%
2.92%	The Vanguard Group, Inc.	1,618,036	US$7.0m	4.16%	no data
2.57%	Ghost Tree Capital, LLC	1,421,501	US$6.2m	0%	1.96%
2.38%	Caxton Associates LP	1,318,967	US$5.7m	0%	0.24%
1.97%	Alyeska Investment Group, L.P.	1,089,767	US$4.7m	0%	0.03%
1.89%	Marshall Wace LLP	1,047,230	US$4.6m	0%	0.01%
1.63%	Ikarian Capital, LLC	903,744	US$3.9m	0%	1.15%
1.45%	Velan Capital Partners LP	800,000	US$3.5m	100%	2.16%
1.15%	Medical Strategy GmbH, Asset Management Arm	637,782	US$2.8m	-9.49%	0.16%
0.83%	UBS O'Connor LLC	457,737	US$2.0m	-26.9%	0.16%
0.72%	Morgan Stanley, Investment Banking and Brokerage Investments	400,246	US$1.7m	19,200%	no data
0.66%	BlackRock, Inc.	365,862	US$1.6m	3.08%	no data
0.64%	Geode Capital Management, LLC	353,696	US$1.5m	4.9%	no data
0.61%	Citadel Advisors LLC	337,534	US$1.5m	-15.3%	no data
0.57%	Adage Capital Management, L.P.	315,845	US$1.4m	-50%	no data
0.51%	Exome Asset Management LLC	282,400	US$1.2m	0%	1.11%
0.5%	Bank of America Corporation, Asset Management Arm	274,916	US$1.2m	0%	no data