PennyMac Financial Services Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:PFSI Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
02 May 25	SellUS$1,080,576	Joseph Mazzella	Individual	11,000	US$98.72
04 Apr 25	SellUS$42,181	Mark Elbaum	Individual	410	US$102.88
24 Mar 25	SellUS$273,706	Abbie Tidmore	Individual	2,669	US$102.55
06 Mar 25	SellUS$100,008	James Follette	Individual	992	US$100.82
05 Mar 25	SellUS$862,035	Douglas Jones	Individual	8,373	US$103.63
04 Mar 25	SellUS$277,171	Derek Stark	Individual	2,698	US$103.07
28 Feb 25	SellUS$8,473	Mark Elbaum	Individual	83	US$102.09
14 Feb 25	SellUS$1,065,645	Daniel Perotti	Individual	10,500	US$101.49
26 Dec 24	SellUS$813,107	Douglas Jones	Individual	7,882	US$103.16
24 Dec 24	SellUS$2,249,965	Douglas Jones	Individual	22,118	US$102.03
27 Aug 24	SellUS$1,024,200	James C. Hunt	Individual	10,000	US$102.42
14 Aug 24	SellUS$1,115,908	Joseph Mazzella	Individual	11,396	US$97.92
03 Jun 24	SellUS$905,648	David Spector	Individual	10,000	US$90.56
22 May 24	SellUS$2,744,824	Douglas Jones	Individual	30,000	US$92.81
15 May 24	SellUS$931,581	David Spector	Individual	10,000	US$93.16
15 May 24	SellUS$1,048,800	Daniel Perotti	Individual	11,400	US$92.00

Insider Trading Volume

Insider Buying: PFSI insiders have only sold shares in the past 3 months.

Ownership Breakdown

What is the ownership structure of PFSI?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	2,301,256	4.45%
General Public	2,858,512	5.53%
Hedge Funds	4,531,792	8.77%
Institutions	41,972,026	81.2%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 83.49% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
30.5%	HC Partners LLC	15,741,237	US$1.5b	0%	100.0%
8.77%	MFN Partners Management, LP	4,531,792	US$442.3m	0%	10.3%
8.52%	T. Rowe Price Group, Inc.	4,400,199	US$429.5m	-4.35%	0.04%
5.56%	The Vanguard Group, Inc.	2,872,637	US$280.4m	-0.48%	no data
4.16%	Dimensional Fund Advisors LP	2,149,585	US$209.8m	-4.46%	0.03%
4.15%	BlackRock, Inc.	2,142,544	US$209.1m	-6.14%	no data
2.53%	FMR LLC	1,305,510	US$127.4m	11.9%	0.01%
2.27%	Invesco Ltd.	1,171,818	US$114.4m	1.24%	0.03%
1.93%	State Street Global Advisors, Inc.	998,027	US$97.4m	9.46%	no data
1.91%	Senvest Management, LLC	988,162	US$96.5m	-0.09%	3.07%
1.39%	David Spector	717,164	US$70.0m	-5.71%	no data
1.39%	JP Morgan Asset Management	716,844	US$70.0m	-16.8%	0.01%
1.27%	Geode Capital Management, LLC	658,559	US$64.3m	1.67%	no data
1%	Millennium Management LLC	518,574	US$50.6m	104%	0.04%
0.99%	Goldman Sachs Asset Management, L.P.	511,195	US$49.9m	-6.94%	0.01%
0.96%	Boston Partners Global Investors, Inc.	497,080	US$48.5m	0%	0.03%
0.9%	Douglas Jones	465,337	US$45.4m	0%	no data
0.89%	Charles Schwab Investment Management, Inc.	457,234	US$44.6m	0.75%	0.01%
0.88%	Basswood Capital Management, L.L.C.	456,874	US$44.6m	-0.32%	2.82%
0.72%	Norges Bank Investment Management	372,074	US$36.3m	2.76%	no data
0.68%	American Century Investment Management Inc	353,631	US$34.5m	3.44%	0.02%
0.61%	Massachusetts Financial Services Company	312,685	US$30.5m	-2.36%	0.01%
0.56%	Northern Trust Global Investments	287,740	US$28.1m	-22.7%	no data
0.5%	Joseph Mazzella	256,347	US$25.0m	-3.23%	no data
0.49%	UBS Asset Management AG	253,231	US$24.7m	74%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/05/12 19:49
End of Day Share Price	2025/05/09 00:00
Earnings	2025/03/31
Annual Earnings	2024/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

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Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

PennyMac Financial Services, Inc. is covered by 16 analysts. 6 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Mark DeVries	Barclays
Mark DeVries	Barclays
Terry Ma	Barclays