B. Riley Financial Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGM:RILY Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
15 Dec 23	BuyUS$404,392	Thomas Kelleher	Individual	20,000	US$20.22
17 Nov 23	BuyUS$636,858	Bryant Riley	Individual	30,000	US$21.23
17 Nov 23	BuyUS$212,292	Randall Paulson	Individual	10,000	US$21.23
17 Nov 23	BuyUS$106,143	Robert D’Agostino	Individual	5,000	US$21.23
13 Nov 23	BuyUS$19,912	Renee LaBran	Individual	880	US$26.14
13 Nov 23	BuyUS$203,600	Robert Antin	Individual	10,000	US$20.36
13 Nov 23	SellUS$1,253,632	Andrew Moore	Individual	61,609	US$20.35
10 Nov 23	BuyUS$643,850	Robert Antin	Individual	25,000	US$25.94
09 Nov 23	BuyUS$50,093	Tamara Brandt	Individual	1,635	US$30.64
21 Aug 23	BuyUS$1,182,778	Bryant Riley	Individual	25,000	US$47.31
26 Jul 23	BuyUS$499,950	Thomas Kelleher	Individual	9,090	US$55.00
26 Jul 23	BuyUS$275,000	Andrew Moore	Individual	5,000	US$55.00
26 Jul 23	BuyUS$275,000	Randall Paulson	Individual	5,000	US$55.00
26 Jul 23	BuyUS$3,999,985	Bryant Riley	Individual	72,727	US$55.00
13 Jun 23	BuyUS$234,984	Bryant Riley	Individual	6,199	US$37.91

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 7.7%.

Top 25 shareholders own 76.3% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
22.8%	Bryant Riley	6,919,557	US$165.8m	-2.53%	no data
9.29%	BlackRock, Inc.	2,814,291	US$67.4m	-2.13%	no data
6%	Neil Subin	1,819,030	US$43.6m	0%	no data
5.73%	Daniel Asher	1,736,600	US$41.6m	5.45%	no data
4.14%	The Vanguard Group, Inc.	1,253,591	US$30.0m	0.53%	no data
3.25%	Thomas Kelleher	984,663	US$23.6m	2.96%	no data
3.09%	State Street Global Advisors, Inc.	935,340	US$22.4m	7.14%	no data
2.72%	DJ Fund Investments, LLC	825,000	US$19.8m	0%	no data
2.48%	Invesco Capital Management LLC	750,030	US$18.0m	-27.8%	0.01%
2.45%	Equitec Group, LLC, Asset Management Arm	743,254	US$17.8m	-26.1%	33.97%
1.98%	Punch & Associates Investment Management, Inc.	598,873	US$14.3m	-14.5%	0.99%
1.66%	Robert Antin	502,995	US$12.1m	5.12%	no data
1.42%	Geode Capital Management, LLC	431,452	US$10.3m	2.12%	no data
1.3%	Charles Schwab Investment Management, Inc.	394,125	US$9.4m	20.7%	no data
1.05%	Randall Paulson	318,979	US$7.6m	0.63%	no data
0.96%	Andrew Moore	291,619	US$7.0m	5.41%	no data
0.84%	Phillip Ahn	253,312	US$6.1m	6.29%	no data
0.8%	Kenneth Young	242,232	US$5.8m	-7.41%	no data
0.77%	LSV Asset Management	234,236	US$5.6m	-9.83%	0.01%
0.72%	Allspring Global Investments, LLC	219,007	US$5.2m	-24.7%	0.01%
0.68%	Northern Trust Global Investments	206,272	US$4.9m	2.57%	no data
0.57%	Morgan Stanley, Investment Banking and Brokerage Investments	171,585	US$4.1m	-27.4%	no data
0.53%	Robert D’Agostino	160,570	US$3.8m	1.26%	no data
0.52%	Victory Capital Management Inc.	156,770	US$3.8m	0%	no data
0.5%	Columbia Management Investment Advisers, LLC	150,841	US$3.6m	19.4%	no data