Aqua Metals Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqCM:AQMS Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
14 May 24	BuyUS$29,250	Sung Yi	Individual	75,000	US$0.39
14 May 24	BuyUS$97,500	Stephen Cotton	Individual	250,000	US$0.39
14 May 24	BuyUS$14,625	Judd Merrill	Individual	37,500	US$0.39
14 May 24	BuyUS$9,750	Dave McMurtry	Individual	25,000	US$0.39
14 May 24	BuyUS$24,375	Molly Zhang	Individual	62,500	US$0.39
14 May 24	BuyUS$9,750	Edward Smith	Individual	25,000	US$0.39
14 May 24	BuyUS$9,750	Benjamin Taecker	Individual	25,000	US$0.39
14 May 24	BuyUS$24,375	Vincent DiVito	Individual	62,500	US$0.39
17 Nov 23	BuyUS$4,450	Vincent DiVito	Individual	5,000	US$0.89
19 Jul 23	BuyUS$9,900	Vincent DiVito	Individual	9,000	US$1.10
19 Jul 23	BuyUS$80,190	Molly Zhang	Individual	72,900	US$1.10
19 Jul 23	BuyUS$99,550	Edward Smith	Individual	90,500	US$1.10

Insider Buying: AQMS insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 60.4%.

Top 25 shareholders own 21% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
3.51%	Robert W. Baird & Co. Incorporated, Asset Management Arm	4,676,557	US$1.8m	18.4%	no data
3.15%	The Vanguard Group, Inc.	4,207,046	US$1.6m	0.02%	no data
2.61%	Stephen Cotton	3,479,346	US$1.3m	7.74%	no data
2.42%	IEQ Capital, LLC	3,231,196	US$1.2m	9.25%	0.02%
1.35%	AWM Investment Company Inc	1,800,000	US$691.2k	100%	0.09%
1.24%	Russell Investment Management, LLC	1,652,999	US$634.7k	14.4%	no data
1.1%	Kanen Wealth Management LLC	1,468,425	US$563.9k	0%	0.45%
0.91%	BlackRock, Inc.	1,217,020	US$467.3k	0.11%	no data
0.78%	Geode Capital Management, LLC	1,038,413	US$398.8k	1.48%	no data
0.68%	Judd Merrill	902,242	US$346.5k	4.34%	no data
0.46%	Boston Partners Global Investors, Inc.	615,909	US$236.5k	16%	no data
0.37%	Alex Cushner	494,400	US$189.8k	0%	no data
0.32%	Vincent DiVito	421,698	US$161.9k	23.3%	no data
0.28%	Cambridge Investment Research Advisors, Inc.	377,840	US$145.1k	-0.53%	no data
0.25%	Edward Smith	334,050	US$128.3k	12.2%	no data
0.24%	Molly Zhang	313,550	US$120.4k	30.8%	no data
0.23%	Benjamin Taecker	301,179	US$115.7k	9.05%	no data
0.22%	Squarepoint OPS LLC	288,285	US$110.7k	191%	no data
0.19%	State Street Global Advisors, Inc.	250,234	US$96.1k	0%	no data
0.15%	Qube Research & Technologies Ltd	202,187	US$77.6k	-13.8%	no data
0.15%	Northern Trust Global Investments	197,824	US$76.0k	0%	no data
0.13%	Titleist Capital, LLC	168,054	US$64.5k	-1.46%	0.01%
0.11%	Citadel Advisors LLC	145,962	US$56.1k	544%	no data
0.084%	Goldman Sachs Asset Management, L.P.	111,900	US$43.0k	-61.6%	no data
0.079%	Sung Yi	105,500	US$40.5k	0%	no data