Great Elm Group Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:GEG Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
15 Mar 24	BuyUS$22,129	Imperial Capital Asset Management LLC	Company	11,097	US$2.00
13 Mar 24	BuyUS$37,709	Imperial Capital Asset Management LLC	Company	19,506	US$1.94
07 Mar 24	BuyUS$28,476	Imperial Capital Asset Management LLC	Company	14,607	US$1.96
29 Feb 24	BuyUS$238,539	Imperial Capital Asset Management LLC	Company	124,090	US$1.99
21 Feb 24	BuyUS$26,451	Imperial Capital Asset Management LLC	Company	13,533	US$1.98
28 Nov 23	BuyUS$58,488	Imperial Capital Asset Management LLC	Company	29,244	US$2.00
28 Nov 23	BuyUS$82,765	Imperial Capital Asset Management LLC	Company	40,571	US$2.04
24 Nov 23	BuyUS$78,262	Imperial Capital Asset Management LLC	Company	38,891	US$2.05
15 Nov 23	BuyUS$443,548	Northern Right Capital Management, L.P.	Company	223,384	US$1.99
15 Nov 23	BuyUS$9,975	James Hugar	Individual	5,042	US$1.99
06 Jun 23	BuyUS$30,958	Imperial Capital Asset Management LLC	Company	14,826	US$2.10
06 Jun 23	BuyUS$30,951	Northern Right Capital Management, L.P.	Company	14,825	US$2.10
31 May 23	BuyUS$18,832	Northern Right Capital Management, L.P.	Company	9,169	US$2.06
31 May 23	BuyUS$18,843	Imperial Capital Asset Management LLC	Company	9,169	US$2.06
22 May 23	BuyUS$591,863	Imperial Capital Asset Management LLC	Company	296,603	US$2.06
22 May 23	BuyUS$592,302	Northern Right Capital Management, L.P.	Company	296,603	US$2.06

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 3.7%.

Top 25 shareholders own 88.33% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
21.1%	Imperial Capital Asset Management LLC	6,329,646	US$11.8m	2.97%	61.43%
17.4%	Northern Right Capital Management, L.P.	5,237,892	US$9.7m	24.9%	3.74%
10.1%	Pine Crest Capital LLC	3,047,108	US$5.7m	0%	no data
4.62%	Kingdon Capital Management, L.L.C.	1,388,907	US$2.6m	0.71%	0.46%
3.99%	Alden Global Capital LLC	1,200,076	US$2.2m	-2.29%	2.84%
3.45%	The Vanguard Group, Inc.	1,035,793	US$1.9m	1.04%	no data
3.4%	Cove Street Capital, LLC	1,021,646	US$1.9m	1.31%	0.63%
2.83%	Arbiter Partners Capital Management, LLC	851,321	US$1.6m	-7.65%	2.07%
2.52%	Jason Reese	756,852	US$1.4m	0%	no data
2.27%	Royce & Associates, LP	682,245	US$1.3m	0%	0.01%
2.24%	Renaissance Technologies LLC	674,476	US$1.3m	-3.19%	no data
1.82%	Adam Kleinman	548,178	US$1.0m	0%	no data
1.45%	Matthew Drapkin	437,146	US$813.1k	121%	no data
1.35%	David Matter	405,311	US$753.9k	22.7%	no data
1.18%	James Parmelee	355,513	US$661.3k	29.1%	no data
1.16%	Clayton Partners LLC	348,994	US$649.1k	7.45%	0.53%
1.13%	Eric Scheyer	339,301	US$631.1k	31%	no data
1.12%	BlackRock, Inc.	337,119	US$627.0k	0.12%	no data
1.08%	Peter Reed	323,105	US$601.0k	-58.6%	no data
0.98%	James Hugar	294,540	US$547.8k	13.4%	no data
0.83%	Thomas Harbin	248,603	US$462.4k	0%	no data
0.79%	Geode Capital Management, LLC	237,471	US$441.7k	0%	no data
0.58%	Jeffrey Serota	175,145	US$325.8k	0%	no data
0.49%	RBC Dominion Securities Inc., Asset Management Arm	146,478	US$272.5k	0%	no data
0.4%	Nichole Milz	121,008	US$225.1k	0%	no data